SERVICES

REGULATORY UMBRELLA SERVICES


Devonshire Warwick Capital (DWC) enables financial firms and individuals to launch and operate regulated businesses in the UK quickly and cost-effectively under our FCA authorisation (FRN 951174).


Appointed Representative Model


Clients become Appointed Representatives (ARs) of DWC, allowing them to conduct regulated activities without seeking their own direct FCA licence.We typically support investment advisory businesses—such as placement agents and corporate finance firms—that do not hold client money and work solely with professional investors.


Compliance & Legal Support


Our in-house compliance and legal team provides ongoing supervision, guidance and regulatory reporting, ensuring each AR meets the highest FCA standards.

Collaborative Platform


DWC’s AR network consists of experienced finance professionals who consistently source transactions and funds.Through continuous dialogue and a revenue-sharing model, we help ARs achieve strong product origination and complementary distribution, while offering investors a curated flow of high-quality opportunities.

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