SERVICES

REGULATORY UMBRELLA SERVICES


DWC enables financial firms and individuals to begin and operate their regulated business in the UK quickly, efficiently and at low cost using its FCA licence.

Our clients become Appointed Representatives of DWC. We service investment advisory firms such as placement agents and corporate finance firms that do no hold client monies and deal with Professional investors.

DWCs Compliance and Legal capabilities provide support to our Appointed Representatives and their investors.

DWC Appointed Representatives are composed of experienced finance professionals who consistently source transactions and funds. Our ongoing dialogue with Appointed Representatives enables DWC to get a strong product origination flow as well as complementary distribution power. These best ideas are made available through our platform using our revenue sharing model. 

 

 

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